Compliance Manager - CDD/KYC (VATP of a Chinese Fintech)

Responsibilities

Carry out the process of Customer Due Diligence for the purpose of onboarding, conducting periodic reviews, and reviewing trigger events.

Fulfill the role of both a checker and maker in the ongoing customer due diligence and ongoing review processes. This includes tasks such as screening names, conducting company searches, reviewing supporting documents for account applications, performing customer risk assessments, and other related activities.

Conduct quality checks to ensure compliance with regulations set by the Securities and Futures Commission (SFC), Trust or Company Service Provider (TCSP), and relevant Know Your Customer (KYC)/Anti-Money Laundering (AML) requirements when onboarding customers.

Demonstrate knowledge of the standard documentation and requirements for Customer Due Diligence.

Identify and authenticate KYC documents and customer statistical data.

Collaborate with relevant parties to obtain incomplete CDD information and documentation within the specified service level.

Requirements

Bachelors degree in any discipline

At least 4 years of experience working in CDD and KYC, onboarding AML/CFT, sanctions, regulatory reporting and other compliance functions gained from financial institutions. Previous exposure to virtual assets would be a plus

Team player, self-motivated, detailed-oriented and with the ability to prioritize tasks independently

Excellent communication and interpersonal skills - fluent in English, Cantonese, and Mandarin

Application options

- If you're interested in this role, click 'Apply' now. For further information and a confidential discussion, you can email Winston Tse at

Originally posted on Himalayas